Filing Details
- Accession Number:
- 0001225208-17-001316
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-18 16:03:56
- Reporting Period:
- 2017-01-13
- Filing Date:
- 2017-01-18
- Accepted Time:
- 2017-01-18 16:03:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 19617 | Jpmorgan Chase & Co | JPM | National Commercial Banks (6021) | 132624428 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1555174 | E Daniel Pinto | Jpmorgan Chase &Amp; Co. 270 Park Avenue New York NY 10017-2070 | Managing Director | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-13 | 85,716 | $0.00 | 246,591 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-13 | 42,117 | $0.00 | 288,708 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-13 | 60,082 | $87.14 | 228,626 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-01-17 | 200,000 | $45.79 | 428,626 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-17 | 40,433 | $84.15 | 388,193 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-01-17 | 151,612 | $84.25 | 236,581 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2017-01-13 | 42,117 | $0.00 | 42,117 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2017-01-13 | 85,716 | $0.00 | 85,716 | $0.00 |
| Common Stock | Stock Appreciation Rights | Disposition | 2017-01-17 | 200,000 | $0.00 | 200,000 | $45.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-13 | No | 4 | M | Direct | |
| 85,717 | 2018-01-13 | No | 4 | M | Direct | |
| 0 | 2017-10-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 132,410 | Indirect | By Trust |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
- Sale pursuant to 10b5-1 Plan dated November 11, 2016.
- Restricted stock units vest 50% on July 25, 2015 and 50% on January 13, 2017. Shares resulting from vesting must be held for 6 months from vesting date.
- Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Shares resulting from vesting must be held for 6 months from vesting date.
- Stock Appreciation Rights vest and become exercisable in five equal annual installments beginning October 18, 2008. Shares resulting from exercise must be held at least 5 years from the grant date.
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