Filing Details

Accession Number:
0000947871-17-000047
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-01-17 19:26:52
Reporting Period:
2017-01-13
Filing Date:
2017-01-17
Accepted Time:
2017-01-17 19:26:52
Original Submission Date:
2017-01-13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1438731 Alj Regional Holdings Inc ALJJ () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1094988 M Jess Ravich 244 Madison Avenue, Pmb #358
New York NY 10016
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-01-13 5,000 $3.80 4,898,751 No 4 S Indirect By Exemption Trust under the Ravich Revocable Trust of 1989
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Exemption Trust under the Ravich Revocable Trust of 1989
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2016
  2. Price is the volume weighted average selling price of all sales by the reporting person on the transaction date within a one dollar range. Actual prices ranged from $3.79-$3.84