Filing Details

Accession Number:
0001140361-17-001952
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-13 20:48:16
Reporting Period:
2017-01-11
Filing Date:
2017-01-13
Accepted Time:
2017-01-13 20:48:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1212458 Proofpoint Inc PFPT Services-Computer Processing & Data Preparation (7374) 510414846
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1547394 David Knight C/O Proofpoint, Inc.
892 Ross Drive
Sunnyvale CA 94089
Evp/Gm, Threat Sys Product Grp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-01-11 800 $78.18 10,433 No 4 S Direct
Common Stock Disposition 2017-01-11 2,200 $79.24 8,233 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on December 6, 2016.
  2. Represents the aggregate of sales effected on the same day at different prices.
  3. Represents the weighted average sales price per share. The shares sold at prices ranging from $77.56 to $78.45 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  4. Includes 1,250 shares acquired under the issuer's employee stock purchase plan (the "ESPP") on May 1, 2012, 1,750 shares acquired under the ESPP on November 1, 2012 , 607 shares acquired under the ESPP on May 1, 2013, 808 shares acquired under the ESPP on November 1, 2013, 578 shares acquired under the ESPP on November 16, 2014, and 351 shares acquired under the ESPP on November 16, 2015.
  5. Represents the weighted average sales price per share. The shares sold at prices ranging from $78.71 to $79.60 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.