Filing Details

Accession Number:
0001249155-17-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-11 17:00:51
Reporting Period:
2017-01-11
Filing Date:
2017-01-11
Accepted Time:
2017-01-11 17:00:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1477246 S&W Seed Co SANW () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1401385 K Matthew Szot 7108 North Fresno Street, Suite 380
Fresno CA 93720
Evp Finance & Admin And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-01-11 1,100 $4.75 54,001 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.