Filing Details
- Accession Number:
- 0001401257-17-000004
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-01-06 19:57:14
- Reporting Period:
- 2017-01-04
- Filing Date:
- 2017-01-06
- Accepted Time:
- 2017-01-06 19:57:14
- Original Submission Date:
- 2017-01-05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1401257 | Forum Energy Technologies Inc. | FET | Oil & Gas Field Machinery & Equipment (3533) | 611488595 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1538456 | Whelan James Harris | 920 Memorial City Way Suite 1000 Houston TX 77024 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-04 | 9,716 | $7.68 | 302,738 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-05 | 10,284 | $7.68 | 303,306 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-05 | 10,284 | $24.00 | 293,022 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-01-04 | 9,716 | $0.00 | 9,716 | $7.68 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-01-04 | 10,284 | $0.00 | 10,284 | $7.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 182,284 | 2020-08-01 | No | 4 | M | Direct | |
| 172,000 | 2020-08-01 | No | 4 | M | Direct |
Footnotes
- This Form 4/A is filed to reflect that the sales of common stock disclosed by the Reporting Person on January 5, 2017 were by way of broker assisted cashless exercises of options and to correct the transaction date of the Reporting Person's sale of 10,284 shares of common stock (occurred one day later than previously reported).
- 172,000 options, granted under the Forum Energy Technologies, Inc. 2010 Stock Incentive Plan, are currently exercisable.
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