Filing Details
- Accession Number:
- 0001297996-17-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-06 18:39:18
- Reporting Period:
- 2017-01-04
- Filing Date:
- 2017-01-06
- Accepted Time:
- 2017-01-06 18:39:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1297996 | Digital Realty Trust Inc. | DLR | Real Estate Investment Trusts (6798) | 260081711 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1325876 | A. Joshua Mills | Four Embarcadero Center, Suite 3200 San Francisco CA 94111 | Svp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-04 | 5,649 | $0.00 | 9,815 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-01-05 | 3,590 | $0.00 | 13,405 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-04 | 5,649 | $100.00 | 7,756 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-01-05 | 3,590 | $105.00 | 4,166 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Long-Term Incentive Units | Acquisiton | 2017-01-04 | 29,435 | $0.00 | 29,435 | $0.00 |
| Common Stock | Long-Term Incentive Units | Disposition | 2017-01-04 | 5,649 | $0.00 | 5,649 | $0.00 |
| Common Stock | Long-Term Incentive Units | Disposition | 2017-01-05 | 3,590 | $0.00 | 3,590 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 61,967 | No | 4 | A | Direct | ||
| 56,318 | No | 4 | M | Direct | ||
| 52,728 | No | 4 | M | Direct |
Footnotes
- The reporting person converted long-term incentive units into common limited partnership units ("Common Units") of Digital Realty Trust, L.P. (the "Operating Partnership"), of which the Issuer is the general partner, and subsequently redeemed the Common Units for shares of the common stock of the Issuer, all in accordance with the requirements of the Limited Partnership Agreement of the Operating Partnership.
- Long-term incentive units are profits interest units in Digital Realty Trust, L.P., a Maryland limited partnership (the "Operating Partnership"), of which the Issuer is the general partner. Vested profits interest units may be converted into an equal number of common limited partnership units ("Common Units") in the Operating Partnership subject to the terms of the Operating Partnership's limited partnership agreement. Common Units are redeemable for cash based on the fair market value of an equivalent numbers of shares of the Issuer's common stock, or, at the election of the Issuer, for an equal number of sharesof the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events.
- Reflects an award initially granted on February 11, 2014 that was subject to a performance-based vesting condition which was determined to be satisfied on January 4, 2017. The number of units reported herein includes 3,405 distribution equivalent units, which vested effective as of December 31, 2016. The remaining 26,030 units are subject to an additional time-based vesting condition, pursuant to which 50% will vest on February 27, 2017 and 50% will vest on February 27, 2018. The vested profits interest units have no expiration date.
- N/A
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