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Filing Details

Accession Number:: 0001140361-17-000562
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-01-04 21:24:07
Reporting Period:: 2017-01-01

Filing Date:: 2017-01-04
Accepted Time:: 2017-01-04 21:24:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1481792	Quadaphics Inc.	QUAD	Commercial Printing (2750)	391152983

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1595041	Quadracci Kathryn Flores	Quad/Graphics, Inc. N61 W23044 Harry'S Way Sussex WI 53089-3995		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2017-01-01	4,332	$0.00	206,906	No	4	A	Direct
Class A Common Stock	Disposition	2017-01-03	5,182	$26.53	201,724	No	4	S	Direct
Class A Common Stock	Disposition	2017-01-03	13,800	$26.03	187,924	No	4	S	Direct
Class A Common Stock	Disposition	2017-01-03	1,200	$26.80	186,724	No	4	S	Direct
Class A Common Stock	Disposition	2017-01-03	13,900	$26.03	172,824	No	4	S	Direct
Class A Common Stock	Disposition	2017-01-03	1,100	$26.82	171,724	No	4	S	Direct
Class A Common Stock	Disposition	2017-01-04	17,000	$25.51	154,724	No	4	S	Direct
Class A Common Stock	Disposition	2017-01-04	17,000	$25.51	137,724	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	1,736	Indirect	By 401(a) Plan
Class A Common Stock	5,823	Indirect	As trustee - HRQ 2014 Trust

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Class B Common Stock	$0.00			37,828	37,828	Indirect
Class A Common Stock	Class B Common Stock	$0.00			225,083	225,083	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	37,828	37,828	Indirect
	225,083	225,083	Direct

Footnotes

Includes 4,332 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2019 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.
Includes 255 additional deferred stock units resulting from the payment of dividends on the Class A Common Stock underlying deferred stock units previously granted.
These shares were previously received in the finalization of the estate of Elizabeth E. Quadracci, a co-founder and former director of the Company who died in 2013. As a result of the estate tax finalization, the beneficiaries of the estate received additional shares of class A common stock and class B common stock of the Company and, in light of their already extensive holdings, the beneficiaries have sold, or intend to sell, some of the class A shares received from the estate for diversification purposes. These planned sales will not have a material impact on the Quadracci family's ownership or control of the Company.
The price in Column 4 is a weighted average price. The prices actually received ranged from $26.29 to $26.93. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
The price in Column 4 is a weighted average price. The prices actually received ranged from $25.65 to $26.64. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
The price in Column 4 is a weighted average price. The prices actually received ranged from $26.67 to $26.93. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
The price in Column 4 is a weighted average price. The prices actually received ranged from $26.71 to $26.93. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
The price in Column 4 is a weighted average price. The prices actually received ranged from $25.29 to $25.97. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
The price in Column 4 is a weighted average price. The prices actually received ranged from $25.285 to $25.97. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.