Filing Details
- Accession Number:
- 0001127602-17-000627
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-04 16:20:56
- Reporting Period:
- 2016-12-30
- Filing Date:
- 2017-01-04
- Accepted Time:
- 2017-01-04 16:20:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 929940 | Aspen Technology Inc | AZPN | Services-Computer Programming Services (7371) | 042739697 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1672938 | William Griffin | 20 Crosby Drive Bedford MA 01730 | Evp, Field Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-30 | 2,258 | $31.26 | 54,569 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-30 | 2,258 | $55.00 | 52,311 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-12-30 | 1,693 | $54.75 | 50,618 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-01-03 | 1,111 | $54.68 | 49,507 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-12-30 | 2,258 | $0.00 | 2,258 | $31.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 27,088 | 2026-02-07 | No | 4 | M | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan completed and executed by the reporting person on September 1, 2016.
- Shares withheld by Registrant to satisfy statutory tax withholding requirements on vesting of restricted stock units and distribution of stock.
- The option granted at an exercise price of $31.26 vests in 16 equal consecutive quarterly installments on the last business day of the quarter, beginning on March 31, 2016.
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