Filing Details
- Accession Number:
- 0001156375-16-000267
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-29 17:53:21
- Reporting Period:
- 2016-12-28
- Filing Date:
- 2016-12-29
- Accepted Time:
- 2016-12-29 17:53:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156375 | Cme Group Inc. | CME | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 364459170 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1341363 | T Bryan Durkin | 20 S. Wacker Drive Chicago IL 60606 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Acquisiton | 2016-12-28 | 12,280 | $54.37 | 65,960 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2016-12-28 | 12,280 | $116.39 | 53,680 | No | 4 | S | Direct | |
| Common Stock Class A | Acquisiton | 2016-12-28 | 2,606 | $54.30 | 56,286 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2016-12-28 | 2,606 | $116.39 | 53,680 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2016-12-28 | 2,606 | $0.00 | 2,606 | $54.30 |
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2016-12-28 | 12,280 | $0.00 | 12,280 | $54.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-09-15 | 2020-09-15 | No | 4 | M | Direct |
| 0 | 2015-09-15 | 2021-09-15 | No | 4 | M | Direct |
Footnotes
- This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
- On December 28, 2016, Mr. Durkin sold an aggregate of 14,886 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $115.87 to $115.97; $116.00 to $116.87; and $117.09 to $117.18. The Company maintains a record of the transactions and copies will be provided upon request.
- On September 15, 2014, these options vested with respect to 100% of the granted number of shares covered by the option.
- On September 15, 2015, these options vested with respect to 100% of the granted number of shares covered by the option.
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