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Filing Details

Accession Number:: 0001177269-16-000021
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-12-23 11:50:23
Reporting Period:: 2016-12-21

Filing Date:: 2016-12-23
Accepted Time:: 2016-12-23 11:50:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
936395	Ciena Corp	CIEN	Telephone & Telegraph Apparatus (3661)	232725311

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1444157	M David Rothenstein	C/O Ciena Corporation 7035 Ridge Rd. Hanover MD 21076-1426	Sr. Vp, General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2016-12-21	837	$24.67	303,740	No	4	S	Direct
Common Stock	Disposition	2016-12-21	229	$24.67	303,511	No	4	S	Direct
Common Stock	Disposition	2016-12-21	516	$24.67	302,995	No	4	S	Direct
Common Stock	Disposition	2016-12-21	1,545	$24.67	301,450	No	4	S	Direct
Common Stock	Disposition	2016-12-21	412	$24.67	301,038	No	4	S	Direct
Common Stock	Disposition	2016-12-21	6,173	$24.67	294,865	No	4	S	Direct
Common Stock	Disposition	2016-12-21	1,946	$24.67	292,919	No	4	S	Direct
Common Stock	Disposition	2016-12-21	652	$24.67	292,267	No	4	S	Direct
Common Stock	Disposition	2016-12-21	1,500	$24.67	290,767	No	4	S	Direct
Common Stock	Disposition	2016-12-21	2,492	$24.67	288,275	No	4	S	Direct
Common Stock	Disposition	2016-12-21	671	$24.67	287,604	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.
Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2013. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/19/2014.
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2013. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2013.
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/17/2014. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/17/2015.
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/17/2014. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2014.
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a performance stock unit (PSU) award agreement dated 12/15/2015. The earning of the PSU was previously reported on Table I of reporting person's Form 4 on 12/16/2016.
Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2015. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/17/2015.