Filing Details
- Accession Number:
- 0001437749-16-043686
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-22 14:05:10
- Reporting Period:
- 2016-11-30
- Filing Date:
- 2016-12-22
- Accepted Time:
- 2016-12-22 14:05:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 835324 | Stock Yards Bancorp Inc. | SYBT | State Commercial Banks (6022) | 611137529 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1609264 | Michael Croce | Po Box 32890 Louisville KY 40232 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-30 | 3,750 | $17.89 | 8,497 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-30 | 2,389 | $41.25 | 6,108 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | Disposition | 2016-11-30 | 3,750 | $17.89 | 3,750 | $17.89 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-02-20 | 2017-02-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,125 | Indirect | by 401k/ESOP-fbo Michael Croce |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | $15.58 | 2009-02-19 | 2018-02-19 | 2,325 | 2,325 | Direct |
| Common Stock | Stock Appreciation Right | $14.76 | 2010-02-17 | 2019-02-17 | 2,250 | 2,250 | Direct |
| Common Stock | Stock Appreciation Right | $14.02 | 2011-02-16 | 2020-02-16 | 2,250 | 2,250 | Direct |
| Common Stock | Stock Appreciation Right | $15.84 | 2012-03-15 | 2021-03-15 | 1,500 | 1,500 | Direct |
| Common Stock | Stock Appreciation Right | $15.24 | 2013-02-20 | 2022-02-20 | 1,500 | 1,500 | Direct |
| Common Stock | Stock Appreciation Right | $19.44 | 2015-06-24 | 2024-06-24 | 3,240 | 3,240 | Direct |
| Common Stock | Stock Appreciation Right | $22.96 | 2016-03-17 | 2025-03-17 | 4,236 | 4,236 | Direct |
| Common Stock | Stock Appreciation Right | $25.76 | 2017-03-15 | 2026-03-15 | 5,979 | 5,979 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-02-19 | 2,325 | 2,325 | Direct |
| 2019-02-17 | 2,250 | 2,250 | Direct |
| 2020-02-16 | 2,250 | 2,250 | Direct |
| 2021-03-15 | 1,500 | 1,500 | Direct |
| 2022-02-20 | 1,500 | 1,500 | Direct |
| 2024-06-24 | 3,240 | 3,240 | Direct |
| 2025-03-17 | 4,236 | 4,236 | Direct |
| 2026-03-15 | 5,979 | 5,979 | Direct |
Footnotes
- Includes shares acquired through dividend reinvestment plan.
- Shares adjusted due to 3 for 2 stock split distributed on May 27, 2016.
Billionaire Hedge Funds
