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Home > Insider Trading > Filing (0001140361-16-090490)

Filing Details

Accession Number:
0001140361-16-090490
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-21 16:33:56
Reporting Period:
2016-12-19
Filing Date:
2016-12-21
Accepted Time:
2016-12-21 16:33:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1212458 Proofpoint Inc PFPT Services-Computer Processing & Data Preparation (7374) 510414846
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1527210 Tracey Newell C/O Proofpoint, Inc.
892 Ross Drive
Sunnyvale CA 94089		 Evp, Worldwide Sales No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-19 3,645 $29.44 30,078 No 4 M Direct
Common Stock Disposition 2016-12-19 3,545 $70.53 26,533 No 4 S Direct
Common Stock Disposition 2016-12-19 100 $71.09 26,433 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (right to buy) Disposition 2016-12-19 3,645 $0.00 3,645 $29.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
29,173 2023-10-11 No 4 M Direct
Footnotes
  1. The transactions reported on this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 4, 2016.
  2. Represents the aggregate of sales effected on the same day at different prices.
  3. Represents the weighted average sales price per share. The shares sold at prices ranging from $70 to $70.9725 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  4. The stock option vested as to 1/4th of the total number of shares on August 16, 2014 and thereafter vest as to 1/48th of the total number of shares in equal monthly installments.