Filing Details
- Accession Number:
- 0001127602-16-070686
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-21 15:20:09
- Reporting Period:
- 2016-12-20
- Filing Date:
- 2016-12-21
- Accepted Time:
- 2016-12-21 15:20:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 794170 | Toll Brothers Inc | TOL | Operative Builders (1531) | 232416878 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 922997 | I Robert Toll | 250 Gibraltar Road Horsham PA 19044 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-20 | 5,018 | $31.82 | 7,503,320 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-20 | 5,018 | $32.00 | 7,498,302 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Acquisiton | 2016-12-20 | 166,653 | $0.00 | 166,653 | $31.61 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2016-12-20 | 5,018 | $0.00 | 5,018 | $31.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 166,653 | 2017-12-20 | 2026-12-20 | No | 4 | A | Direct |
| 0 | 2007-12-20 | 2016-12-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 709,243 | Indirect | Entities Wholly Owned By Reporting Person |
| Common Stock | 2,163 | Indirect | 401(k) Plan |
| Common Stock | 158,580 | Indirect | Trusts |
| Common Stock | 250,000 | Indirect | GRAT, Expires January, 2018 |
| Common Stock | 118,040 | Indirect | GRAT- Expires December, 2017 |
| Common Stock | 2,246,750 | Indirect | Robert I. Toll Revocable Trust |
Footnotes
- Exercisable 25% on 12/20/2017, 2018, 2019 and 2020.
Billionaire Hedge Funds
