Filing Details

Accession Number:
0000902274-16-000396
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-20 17:18:15
Reporting Period:
2016-12-19
Filing Date:
2016-12-20
Accepted Time:
2016-12-20 17:18:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
902274 Libbey Inc LBY Glass & Glassware, Pressed Or Blown (3220) 341559357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1636007 Salvador Minarro 300 Madison Avenue
Toledo OH 43604
Vp, General Mgr Us & Canada No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2016-12-19 2,882 $12.80 2,882 No 4 M Direct
Common Shares Disposition 2016-12-19 2,882 $20.38 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares NQ - Stock Option (Right to Buy) Disposition 2016-12-19 2,882 $12.80 2,882 $12.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-02-16 2017-02-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock Units 823 Direct
Restricted Stock Units 11,028 Direct
Restricted Stock Units 4,737 Direct
Restricted Stock Units 4,315 Direct
Restricted Stock Units 10,158 Direct
Restricted Stock Units 4,243 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares NQ - Stock Option (Right to Buy) $17.00 2012-02-10 2021-02-10 7,000 7,000 Direct
Common Shares NQ - Stock Option (Right to Buy) $23.02 2015-02-24 2024-02-24 6,582 6,582 Direct
Common Shares NQ - Stock Option (Right to Buy) $13.96 2013-08-01 2022-08-01 3,597 3,597 Direct
Common Shares NQ - Stock Option (Right to Buy) $10.13 2011-02-11 2020-02-11 6,000 6,000 Direct
Common Shares NQ - Stock Option (Right to Buy) $1.01 2010-02-27 2019-02-27 7,000 7,000 Direct
Common Shares NQ - Stock Option (Right to Buy) $17.13 2017-02-17 2026-02-25 21,486 21,486 Direct
Common Shares NQ - Stock Option (Right to Buy) $15.35 2009-02-15 2018-02-15 3,200 3,200 Direct
Common Shares NQ - Stock Option (Right to Buy) $19.02 2014-02-22 2023-02-22 7,918 7,918 Direct
Common Shares NQ - Stock Option (Right to Buy) $13.95 2013-02-17 2022-02-17 7,500 7,500 Direct
Common Shares NQ - Stock Option (Right to Buy) $38.06 2016-02-17 2025-03-02 6,340 6,340 Direct
Common Shares NQ - Stock Option (Right to Buy) $15.47 2013-12-31 2020-12-31 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-02-10 7,000 7,000 Direct
2024-02-24 6,582 6,582 Direct
2022-08-01 3,597 3,597 Direct
2020-02-11 6,000 6,000 Direct
2019-02-27 7,000 7,000 Direct
2026-02-25 21,486 21,486 Direct
2018-02-15 3,200 3,200 Direct
2023-02-22 7,918 7,918 Direct
2022-02-17 7,500 7,500 Direct
2025-03-02 6,340 6,340 Direct
2020-12-31 20,000 20,000 Direct
Footnotes
  1. The common stock covered by this Form 4 was sold under a plan, adopted on November 18, 2016, in compliance with Rules 10b5-1 under the Securities Act of 1934, as amended.
  2. Restricted stock unit award of 4,918 RSUs granted 8/1/2012 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates.
  3. Restricted Stock Unit award of 12,000 RSUs granted 3/2/2015 will vest 25% on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.
  4. Restricted stock unit award of 5,781 RSUs granted 2/24/2014 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates.
  5. Restricted stock unit award of 4,695 RSUs granted 3/2/2015 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates.
  6. Restricted stock unit award of 6,939 RSUs granted 2/22/2013 will vest 25% on each of the first, second, third and fourth anniversary dates provided the grantee remains continuously employed by the Company as of those respective dates.
  7. The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
  8. The options become exercisable for 25% of the shares on February 17th of each of 2016, 2017, 2018 and 2019 provided the grantee remains continuously employed by the Company as of those respective dates.
  9. Stock option vests 100% on 12/31/2013.