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Home > Insider Trading > Filing (0001104659-16-162958)

Filing Details

Accession Number:: 0001104659-16-162958
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-12-20 12:32:02
Reporting Period:: 2016-12-16

Filing Date:: 2016-12-20
Accepted Time:: 2016-12-20 12:32:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
949428	Clean Diesel Technologies Inc	CDTI	Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564)	061393453

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1426048	Matthew Beale	C/O Clean Diesel Technologies, Inc. 1621 Fiske Place Oxnard CA 93033	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-12-16	12,500	$2.00	87,188	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Acquisiton	2016-12-16	480,000	$0.00	480,000	$2.25

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
480,000		2026-12-16	No	4	A	Direct

Footnotes

1/3 of the shares vested immediately, and 2/3 of the shares will vest in four equal annual installments on the anniversaries of the date of grant.