Filing Details

Accession Number:
0001179110-16-033266
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-19 21:03:00
Reporting Period:
2016-12-15
Filing Date:
2016-12-19
Accepted Time:
2016-12-19 21:03:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
868857 Aecom ACM Services-Engineering Services (8711) 611088522
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1519030 M Stephen Kadenacy C/O Aecom
1999 Avenue Of The Stars, Suite 2600
Los Angeles CA 90067
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-12-15 7,197 $38.16 74,972 No 4 F Direct
Common Stock Acquisiton 2016-12-15 11,968 $38.16 67,775 No 4 M Direct
Common Stock Acquisiton 2016-12-15 28,466 $38.16 96,241 No 4 A Direct
Common Stock Disposition 2016-12-16 39,632 $38.16 56,609 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 M Direct
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2016-12-15 19,165 $0.00 19,165 $0.00
Common Stock Restricted Stock Unit Acquisiton 2016-12-15 39,309 $0.00 39,309 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-12-15 No 4 M Direct
39,309 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,141 Indirect by Merrill Lynch under AECOM Retirement & Savings Plan (RSP)
Footnotes
  1. Each restricted stock unit represented a contingent right to receive one share of AECOM common stock. On December 15, 2016, 19,165 of the reporting person's restricted stock units vested and were settled for an equal number of shares of AECOM common stock less any applicable tax withholding.
  2. Shares acquired pursuant to AECOM's Performance Earnings Program under 2006 Stock Incentive Plan.
  3. Pursuant to the terms of AECOM's Performance Earnings Program, the calculation to determine the number of shares awarded under the Program was performed using a per share value equal to the closing price on December 15, 2016.
  4. The sale in this Form 4 was made pursuant to a 10b5-1 trading plan adopted on November 16, 2016.
  5. This transaction was executed in multiple trades at prices ranging from $38.05 to $38.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  6. Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
  7. The restricted stock units vest in December 2019.