Filing Details

Accession Number:
0000096021-16-000411
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-16 17:00:58
Reporting Period:
2016-12-14
Filing Date:
2016-12-16
Accepted Time:
2016-12-16 17:00:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
96021 Sysco Corp SYY Wholesale-Groceries & Related Products (5140) 741648137
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1469366 B. William Day 1390 Enclave Parkway
Houston TX 77077
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-12-14 12,479 $55.63 56,581 No 4 S Direct
Common Stock Acquisiton 2016-12-14 46,180 $38.89 102,761 No 4 M Direct
Common Stock Disposition 2016-12-14 46,180 $55.71 56,581 No 4 S Direct
Common Stock Acquisiton 2016-12-14 22,876 $40.59 79,457 No 4 M Direct
Common Stock Disposition 2016-12-14 22,876 $55.51 56,581 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to buy) Disposition 2016-12-14 46,180 $0.00 46,180 $38.89
Common Stock Stock Options (Right to buy) Disposition 2016-12-14 22,876 $0.00 22,876 $40.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
69,271 2024-11-18 No 4 M Direct
91,508 2025-11-17 No 4 M Direct
Footnotes
  1. The sale was effected pursuant to a Rule 10b5-1 trading plan.
  2. The price reported is a weighted average sale price of the 12,479 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $55.36 to $55.88. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
  3. The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan.
  4. The price reported is a weighted average sale price of the 46,180 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $55.47 to $55.89. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
  5. The price reported is a weighted average sale price of the 22,876 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $55.39 to $55.62. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
  6. One-fifth of the shares covered by the original grant vest and are exercisable on 11/18/2015, 11/18/2016, 11/18/2017, 11/18/2018, 11/18/2019, respectively. No options may be exercised prior to 11/18/2015.
  7. One-fifth of the shares covered by the original grant vest and are exercisable on 11/17/2016, 11/17/2017, 11/17/2018, 11/17/2019, 11/17/2020, respectively. No options may be exercised prior to 11/17/2016.
  8. Options granted by the Compensation Committee of the company's Board of Directors pursuant to the 2013 Long Term Incentive Plan.