Filing Details

Accession Number:
0000754811-16-000216
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-16 13:13:29
Reporting Period:
2016-12-15
Filing Date:
2016-12-16
Accepted Time:
2016-12-16 13:13:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
754811 U S Global Investors Inc GROW Investment Advice (6282) 741598370
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1251824 E Frank Holmes 7900 Callaghan Road
San Antonio TX 78229
Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-12-15 980 $1.36 214,347 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 32,862 Indirect IRA
Class A Common Stock 221,588 Indirect 401(k)
Footnotes
  1. Purchase made pursuant to 10b5-1 stock purchase plan(1) Not an Option(2) Not an Option