Filing Details

Accession Number:
0000072333-16-000409
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-15 16:47:11
Reporting Period:
2016-12-13
Filing Date:
2016-12-15
Accepted Time:
2016-12-15 16:47:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
72333 Nordstrom Inc JWN Retail-Family Clothing Stores (5651) 910515058
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1183493 Sk Geevy Thomas C/O Nordstrom, Inc.
1700 7Th Avenue
Seattle WA 98101
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-13 10,693 $50.09 71,089 No 4 M Direct
Common Stock Acquisiton 2016-12-13 14,559 $35.51 85,648 No 4 M Direct
Common Stock Acquisiton 2016-12-13 15,865 $34.50 101,513 No 4 M Direct
Common Stock Acquisiton 2016-12-13 18,078 $42.48 119,591 No 4 M Direct
Common Stock Disposition 2016-12-13 38,833 $57.96 80,758 No 4 S Direct
Common Stock Disposition 2016-12-13 20,362 $58.42 60,396 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-12-13 10,693 $0.00 10,693 $50.09
Common Stock Employee Stock Option (right to buy) Disposition 2016-12-13 14,559 $0.00 14,559 $35.51
Common Stock Employee Stock Option (right to buy) Disposition 2016-12-13 15,865 $0.00 15,865 $34.50
Common Stock Employee Stock Option (right to buy) Disposition 2016-12-13 18,078 $0.00 18,078 $42.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-03-01 No 4 M Direct
0 2018-02-27 No 4 M Direct
0 2020-02-26 No 4 M Direct
0 2021-02-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 18,385 Indirect By 401(k) Plan, per Plan statement dated 11/30/2016.
Footnotes
  1. The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on 11/28/2016.
  2. This option was originally reported as an option grant for 9,986 shares of common stock at an exercise price of $53.63 per share. The number of options and the exercise price were subsequently adjusted, pursuant to the terms of the 2004 Equity Incentive Plan, to reflect the effect of a proportional adjustment made in relation to a special dividend declared on October 1, 2015.
  3. Includes 263 shares acquired on 9/30/2016 under the Employee Stock Purchase Plan.
  4. This option was originally reported as an option grant for 13,596 shares of common stock at an exercise price of $38.02 per share. The number of options and the exercise price were subsequently adjusted, pursuant to the terms of the 2004 Equity Incentive Plan, to reflect the effect of a proportional adjustment made in relation to a special dividend declared on October 1, 2015.
  5. This option was originally reported as an option grant for 18,815 shares of common stock at an exercise price of $36.94 per share. The number of options and the exercise price were subsequently adjusted, pursuant to the terms of the 2004 Equity Incentive Plan, to reflect the effect of a proportional adjustment made in relation to a special dividend declared on October 1, 2015.
  6. This option was originally reported as an option grant for 16,882 shares of common stock at an exercise price of $45.49 per share. The number of options and the exercise price were subsequently adjusted, pursuant to the terms of the 2004 Equity Incentive Plan, to reflect the effect of a proportional adjustment made in relation to a special dividend declared on October 1, 2015.
  7. The price reported represents the weighted average price. These shares were sold in multiple transactions at prices ranging from $57.26 to $58.25, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  8. The price reported represents the weighted average price. These shares were sold in multiple transactions at prices ranging from $58.26 to $58.645, inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  9. Exercisable in four equal annual installments commencing on 3/1/2008.
  10. Exercisable in four equal annual installments commencing on 2/28/2009.
  11. Exercisable in four equal annual installments commencing on 2/26/2011.
  12. Exercisable in four equal annual installments commencing on 2/25/2012.