Filing Details
- Accession Number:
- 0001595078-16-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-14 17:23:20
- Reporting Period:
- 2016-12-14
- Filing Date:
- 2016-12-14
- Accepted Time:
- 2016-12-14 17:23:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 706129 | Horizon Bancorp | HBNC | National Commercial Banks (6021) | 351562417 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1595078 | G David Rose | 527 Lismore Lane Valparaiso IN 46385 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-12-14 | 9,750 | $25.79 | 2,658 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-14 | 9,750 | $6.61 | 12,408 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2016-12-14 | 9,750 | $0.00 | 9,750 | $6.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-06-18 | 2017-06-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,658 | Direct | |
| Common Stock | 42,249 | Indirect | By SERP |
| Common Stock | 123,358 | Indirect | By Benefit Plans (ESOP & Thrift) |
Footnotes
- Adjusted for 886 shares received from 3:2 stock split of 10/31/2016
- Adjusted for 14,083 shares received from 3:2 stock split of 10/31/2016
- Adjusted for 41,119 shares received from 3:2 stock split of 10/31/2016
- The option was granted 06/18/2012 and vested in five equal installments beginning on the first anniversary of the date of the grant.
Billionaire Hedge Funds
