Filing Details

Accession Number:
0001209191-16-154945
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-13 16:48:47
Reporting Period:
2016-12-09
Filing Date:
2016-12-13
Accepted Time:
2016-12-13 16:48:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1390777 Bank Of New York Mellon Corp BK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1209479 P Thomas Gibbons The Bank Of New York Mellon Corporation
225 Liberty Street
New York NY 10286
Vice Chairman & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-09 43,161 $42.83 403,923 No 4 M Direct
Common Stock Disposition 2016-12-09 43,161 $48.42 360,762 No 4 S Direct
Common Stock Acquisiton 2016-12-09 16,320 $44.59 377,082 No 4 M Direct
Common Stock Disposition 2016-12-09 16,320 $48.42 360,762 No 4 S Direct
Common Stock Disposition 2016-12-09 9,739 $48.85 0 No 4 S Indirect By Child #1
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Indirect By Child #1
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 04/02/2007 Stock Options Disposition 2016-12-09 43,161 $0.00 43,161 $42.83
Common Stock 07/23/2007 Stock Options Disposition 2016-12-09 16,320 $0.00 16,320 $44.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-04-02 2017-04-02 No 4 M Direct
0 2008-07-23 2017-07-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,739 Indirect By Child #2
Common Stock 9,739 Indirect By Child #3
Common Stock 9,739 Indirect By Child #4
Footnotes
  1. Represents the weighted average price of shares sold with actual prices ranging from $48.36 to $48.455. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
  2. Represents the weighted average price of shares sold with actual prices ranging from $48.405 to $48.435 Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
  3. Reflects the exercise by the Reporting Person of Stock Options granted as part of the Company's employee compensation program in 2007, which if not exercised were scheduled to expire on the 10 year anniversary of the grant in 2017.
  4. Not Applicable