Filing Details

Accession Number:
0001234452-16-000584
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-13 11:56:38
Reporting Period:
2016-12-12
Filing Date:
2016-12-13
Accepted Time:
2016-12-13 11:56:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
804328 Qualcomm Inc QCOM Radio & Tv Broadcasting & Communications Equipment (3663) 953685934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1525498 S Matthew Grob 5775 Morehouse Dr.
San Diego CA 92121-1714
Evp, Qualcomm Technologies Inc No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-12 2,000 $41.36 2,000 No 4 M Direct
Common Stock Disposition 2016-12-12 2,000 $68.16 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2016-12-12 2,000 $0.00 2,000 $41.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,000 2019-04-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 15,000 Indirect By GRAT
Common Stock 15,000 Indirect by GRAT S
Common Stock 35,083 Indirect by Trust
Footnotes
  1. The transaction was conducted under a Rule 10b5-1 trading plan.
  2. Securities held by Dawn Grob, Trustee of the Dawn Grob 2015 Irrevocable Trust u/a dtd 3/17/15.
  3. Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.
  4. The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.