Filing Details

Accession Number:
0000100885-16-000465
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-12 10:56:44
Reporting Period:
2016-12-09
Filing Date:
2016-12-12
Accepted Time:
2016-12-12 10:56:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
100885 Union Pacific Corp UNP Railroads, Line-Haul Operating (4011) 132626465
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1277000 W Michael Mcconnell Brown Brothers Harriman &Amp; Co.
140 Broadway
New York NY 10005-1101
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-09 7,400 $24.25 26,410 No 4 M Direct
Common Stock Disposition 2016-12-09 7,400 $105.15 19,010 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2016-12-09 7,400 $0.00 7,400 $24.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-01-30 2017-01-30 No 4 M Direct
Footnotes
  1. The reporting person exercised stock options that were due to expire on January 30, 2017.
  2. On May 28, 2008 and June 6, 2014, Union Pacific Corporation effected 2-for-1 stock splits in the form of a stock dividend. Amounts of securities and the grant price or prices with respect to options, if any, and restricted stock or restricted stock units, if any, reported on this form have been adjusted to reflect the stock splits.