Filing Details

Accession Number:
0001246360-16-007399
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-09 19:28:22
Reporting Period:
2016-12-07
Filing Date:
2016-12-09
Accepted Time:
2016-12-09 19:28:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
766421 Alaska Air Group Inc. ALK Air Transportation, Scheduled (4512) 911292054
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1451455 Benito Minicucci 19300 International Blvd
Seattle WA 98188
Pres & Coo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-07 1,640 $19.00 61,094 No 4 M Direct
Common Stock Acquisiton 2016-12-07 4,978 $24.40 66,072 No 4 M Direct
Common Stock Acquisiton 2016-12-07 3,050 $38.76 69,122 No 4 M Direct
Common Stock Acquisiton 2016-12-07 2,230 $48.95 71,352 No 4 M Direct
Common Stock Acquisiton 2016-12-07 3,620 $0.00 74,972 No 4 M Direct
Common Stock Acquisiton 2016-12-07 1,640 $0.00 76,612 No 4 M Direct
Common Stock Disposition 2016-12-07 11,426 $85.12 65,186 No 4 S Direct
Common Stock Disposition 2016-12-07 472 $85.66 64,714 No 4 S Direct
Common Stock Disposition 2016-12-07 1,139 $87.67 63,575 No 4 F Direct
Common Stock Disposition 2016-12-08 250 $0.00 63,325 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 F Direct
No 5 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock EMPLOYEE STOCK OPTION (RT TO BUY) Disposition 2016-12-07 1,640 $0.00 1,640 $19.00
Common Stock EMPLOYEE STOCK OPTION (RT TO BUY) Disposition 2016-12-07 4,978 $0.00 4,978 $24.40
Common Stock EMPLOYEE STOCK OPTION (RT TO BUY) Disposition 2016-12-07 3,050 $0.00 3,050 $38.76
Common Stock EMPLOYEE STOCK OPTION (RT TO BUY) Disposition 2016-12-07 2,230 $0.00 2,230 $48.95
Common Stock EMPLOYEE STOCK OPTION (RT TO BUY) Disposition 2016-12-07 3,620 $0.00 3,620 $19.00
Common Stock EMPLOYEE STOCK OPTION (RT TO BUY) Disposition 2016-12-07 1,640 $0.00 1,640 $19.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,620 2013-02-14 2022-02-14 No 4 M Direct
4,986 2014-02-11 2023-02-11 No 4 M Direct
6,100 2015-02-11 2024-02-11 No 4 M Direct
2,230 2015-05-12 2024-05-12 No 4 M Direct
0 2013-02-14 2022-02-14 No 4 M Direct
0 2013-02-13 2022-02-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock Unit 19,130 Direct
Footnotes
  1. STOCK UNITS AWARDED UNDER THE 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.
  2. REMAINING OPTIONS VEST ON 02/11/2017.
  3. REMAINING OPTIONS VEST AS FOLLOWS: 3,050 ON 2/11/2017 AND 3,050 ON 2/11/2018.
  4. REMAINING OPTIONS VEST AS FOLLOWS: 1,114 ON 05/12/2017 AND 1,116 ON 05/12/2018.
  5. THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $84.52 TO $85.51, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.
  6. THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $85.52 TO $85.73, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.
  7. THE PRICE REPORTED IN COLUMN 4 IS THE CLOSING PRICE OF ALK STOCK ON THE TRANSACTION DATE.