Filing Details

Accession Number:
0001246360-16-007396
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-09 19:21:11
Reporting Period:
2016-12-07
Filing Date:
2016-12-09
Accepted Time:
2016-12-09 19:21:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
766421 Alaska Air Group Inc. ALK Air Transportation, Scheduled (4512) 911292054
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1544031 A Joseph Sprague 19300 International Blvd
Seattle WA 98188
Sr Vp/Comm & Ext Relations No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-07 170 $38.76 19,688 No 4 M Direct
Common Stock Acquisiton 2016-12-07 1,410 $48.95 21,098 No 4 M Direct
Common Stock Acquisiton 2016-12-07 882 $65.37 21,980 No 4 M Direct
Common Stock Disposition 2016-12-07 9,482 $87.23 12,498 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock EMPLOYEE STOCK OPTION (RT TO BUY) Disposition 2016-12-07 170 $0.00 170 $38.76
Common Stock EMPLOYEE STOCK OPTION (RT TO BUY) Disposition 2016-12-07 1,410 $0.00 1,410 $48.95
Common Stock EMPLOYEE STOCK OPTION (RT TO BUY) Disposition 2016-12-07 882 $0.00 882 $65.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,190 2015-02-11 2024-02-11 No 4 M Direct
1,410 2015-05-12 2024-05-12 No 4 M Direct
2,648 2016-02-10 2025-02-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 401(K) 7,049 Indirect ESOP TRUST
Restricted Stock Unit 6,620 Direct
Footnotes
  1. COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/15.
  2. STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.
  3. REMAINING OPTIONS VEST AS FOLLOWS: 840 ON 02/11/2017 AND 840 ON 02/11/2018.
  4. REMAINING OPTIONS VEST AS FOLLOWS: 704 ON 05/12/2017 AND 706 ON 05/12/2018.
  5. REMAINING OPTIONS VEST AS FOLLOWS: 883 ON 02/10/2017; 882 ON 02/10/2018; AND 883 ON 02/10/2019.
  6. THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $86.9831 TO $87.9525, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.