Filing Details

Accession Number:
0000899243-16-035271
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-09 18:41:53
Reporting Period:
2016-12-07
Filing Date:
2016-12-09
Accepted Time:
2016-12-09 18:41:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
701719 Dgse Companies Inc DGSE Retail-Jewelry Stores (5944) 880097334
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1566077 Elemetal, Llc 15850 Dallas Parkway
Dallas TX 75248
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-09 8,536,585 $0.41 12,814,727 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants (right to buy) Acquisiton 2016-12-09 1,000,000 $0.00 1,000,000 $0.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,000,000 2016-12-09 2018-12-09 No 4 P Direct
Footnotes
  1. Stock issuance for debt forgiveness.
  2. The warrants were issued in connection with the stock issuance for no additional consideration.