Filing Details

Accession Number:
0001614094-16-000191
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-09 17:04:56
Reporting Period:
2016-12-07
Filing Date:
2016-12-09
Accepted Time:
2016-12-09 17:04:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002047 Netapp Inc. NTAP Computer Storage Devices (3572) 770307520
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1212064 Gerald Held 495 East Java Drive
Sunnyvale CA 94089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-07 5,000 $33.83 5,259 No 4 M Direct
Common Stock Disposition 2016-12-07 400 $36.12 4,859 No 4 S Direct
Common Stock Disposition 2016-12-07 4,600 $36.11 259 No 4 S Direct
Common Stock Acquisiton 2016-12-08 5,000 $33.83 5,259 No 4 M Direct
Common Stock Disposition 2016-12-08 5,000 $36.50 259 No 4 S Direct
Common Stock Acquisiton 2016-12-08 10,000 $33.83 10,259 No 4 M Direct
Common Stock Disposition 2016-12-08 10,000 $36.60 259 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2016-12-07 5,000 $36.11 5,000 $33.83
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2016-12-08 5,000 $36.50 5,000 $33.83
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2016-12-08 10,000 $36.60 10,000 $33.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,500 2016-12-16 No 4 M Direct
17,500 2016-12-16 No 4 M Direct
7,500 2016-12-16 No 4 M Direct
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $36.60 to $36.64. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  2. The option shares are immediately exercisable as of the grant date and shall initially be unvested and subject to repurchase by the corporation at the exercise price per share. The reporting person shall acquire a vested interest in the option shares, and the corporation's repurchase right shall accordingly lapse, with respect to 12,500 shares upon the completion of one year of service as a member of the corporation's Board of Directors measured from the grant date; and the balance of the shares in a series of three successive equal annual installments upon the completion of each year of Board service over the three-year period measured from the first anniversay of the grant date.