Filing Details

Accession Number:
0001276902-16-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-09 11:10:53
Reporting Period:
2016-12-08
Filing Date:
2016-12-09
Accepted Time:
2016-12-09 11:10:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
706129 Horizon Bancorp HBNC National Commercial Banks (6021) 351562417
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1276902 E Mark Secor 515 Franklin Square
Michigan City IN 46360
Executive Vice President,Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-12-08 5,625 $25.98 2,500 No 4 S Direct
Common Stock Acquisiton 2016-12-08 5,625 $8.15 8,125 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2016-12-08 5,625 $0.00 5,625 $8.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-06-18 2017-06-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,500 Direct
Common Stock 12,955 Indirect By SERP
Common Stock 12,000 Indirect By Benefit Plans (ESOP & Thrift)
Footnotes
  1. Adjusted for 833 shares received from 3:2 stock split of 10/31/2016
  2. Adjusted for 4,318 shares received from 3:2 stock split of 10/31/2016
  3. Adjusted for 4,000 shares received from 3:2 stock split of 10/31/2016
  4. The option was granted 06/18/2012 and vested in five equal installments beginning on the first anniversary of the date of the grant.