Filing Details
- Accession Number:
- 0001209191-16-153842
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-07 14:51:08
- Reporting Period:
- 2016-12-05
- Filing Date:
- 2016-12-07
- Accepted Time:
- 2016-12-07 14:51:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 70866 | Ncr Corp | NCR | Calculating & Accounting Machines (No Electronic Computers) (3578) | 310387920 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218068 | P Edward Boykin | 7 World Trade Center 250 Greenwich Street, 35Th Floor New York NY 10007 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-12-05 | 27,664 | $38.98 | 53,053 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-05 | 3,252 | $22.96 | 56,305 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-05 | 3,252 | $38.98 | 53,053 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-05 | 7,152 | $25.17 | 60,205 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-05 | 7,152 | $38.98 | 53,053 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-05 | 19,134 | $10.09 | 72,187 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-05 | 19,134 | $38.98 | 53,053 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-05 | 13,830 | $13.16 | 66,883 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-05 | 13,830 | $38.98 | 53,053 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-05 | 11,363 | $19.35 | 64,416 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-05 | 11,363 | $38.98 | 53,053 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-05 | 9,688 | $23.32 | 62,741 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-05 | 9,688 | $38.98 | 53,053 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-12-05 | 1,950 | $0.00 | 51,103 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-12-05 | 3,252 | $0.00 | 3,252 | $22.96 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-12-05 | 7,152 | $0.00 | 7,152 | $25.17 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-12-05 | 19,134 | $0.00 | 19,134 | $10.09 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-12-05 | 13,830 | $0.00 | 13,830 | $13.16 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-12-05 | 11,363 | $0.00 | 11,363 | $19.35 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2016-12-05 | 9,688 | $0.00 | 9,688 | $23.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-04-25 | 2017-04-24 | No | 4 | M | Direct |
| 0 | 2009-05-14 | 2018-05-13 | No | 4 | M | Direct |
| 0 | 2010-05-01 | 2019-04-30 | No | 4 | M | Direct |
| 0 | 2011-05-01 | 2020-04-30 | No | 4 | M | Direct |
| 0 | 2012-05-03 | 2021-05-02 | No | 4 | M | Direct |
| 0 | 2013-04-25 | 2022-04-25 | No | 4 | M | Direct |
Footnotes
- Represents the sale of 27,664 shares in 247 transactions on December 5, 2016 ranging in price from $38.80 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the sale of 3,252 shares in 35 transactions on December 5, 2016 ranging in price from $38.80 to $39.09 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the sale of 7,152 shares in 74 transactions on December 5, 2016 ranging in price from $38.82 to $39.13 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the sale of 19,134 shares in 191 transactions on December 5, 2016 ranging in price from $38.82 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the sale of 13,830 shares in 138 transactions on December 5, 2016 ranging in price from $38.80 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the sale of 11,363 shares in 113 transactions on December 5, 2016 ranging in price from $38.80 to $39.13 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the sale of 9,688 shares in 100 transactions on December 5, 2016 ranging in price from $38.83 to $39.14 per share, resulting in a weighted average sale price of $38.98 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- These are shares of NCR Corporation Common Stock that the reporting person gifted to a nonprofit 501(c)(3) organization.
Billionaire Hedge Funds
