Filing Details

Accession Number:
0001439756-16-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-06 19:32:15
Reporting Period:
2016-12-02
Filing Date:
2016-12-06
Accepted Time:
2016-12-06 19:32:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1316644 Aerogrow International Inc. AERO Retail-Building Materials, Hardware, Garden Supply (5200) 460510685
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1439756 H Grey Gibbs 3566 Larkspur Ct.
Longmont CO 80503
Svp-Finance And Accounting No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-02 7,383 $1.01 7,383 No 4 M Direct
Common Stock Acquisiton 2016-12-02 8,750 $2.20 16,133 No 4 M Direct
Common Stock Acquisiton 2016-12-02 7,433 $1.55 23,566 No 4 M Direct
Common Stock Acquisiton 2016-12-06 6,127 $1.55 29,693 No 4 M Direct
Common Stock Disposition 2016-12-02 8,420 $4.18 21,273 No 4 S Direct
Common Stock Disposition 2016-12-05 15,146 $3.85 6,127 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Disposition 2016-12-02 7,383 $0.00 7,383 $1.01
Common Stock Common Stock Disposition 2016-12-02 8,750 $0.00 8,750 $2.20
Common Stock Common Stock Disposition 2016-12-02 7,433 $0.00 7,433 $1.55
Common Stock Common Stock Disposition 2016-12-06 6,127 $0.00 6,127 $1.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-05-08 2018-02-08 No 4 M Direct
0 2014-01-09 2018-10-09 No 4 M Direct
6,127 2015-11-20 2020-08-20 No 4 M Direct
0 2015-11-20 2020-08-20 No 4 M Direct