Filing Details

Accession Number:
0001628280-16-021839
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-06 19:20:36
Reporting Period:
2016-12-05
Filing Date:
2016-12-06
Accepted Time:
2016-12-06 19:20:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
811596 Kaiser Aluminum Corp KALU Rolling Drawing & Extruding Of Nonferrous Metals (3350) 943030279
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1227284 John Barneson C/O Kaiser Aluminum Corp.
27422 Portola Parkway Suite 200
Foothill Ranch CA 92610
Sr. Vp - Corporate Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Employee Stock Options (Right To Buy) Acquisiton 2016-12-05 2,334 $80.01 11,367 No 4 M Direct
Employee Stock Options (Right To Buy) Disposition 2016-12-05 2,334 $84.57 9,033 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Employee Stock Options (Right to Buy) Disposition 2016-12-05 2,334 $0.00 2,334 $80.01
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-04-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 49,611 Indirect By Barneson Family Trust
Footnotes
  1. The acquisition of 3,368 shares was inadvertently reported as a grant of restricted stock on the reporting person's prior Form 4. Such shares were acquired pursuant to a grant of restricted stock units. These restricted stock units have the same vesting terms as previously reported
  2. Stock option award granted on April 3, 2007 for 2,334 shares of common stock, with one-third of such options vested on each of the first, second and third anniversaries of the grant date.