Filing Details

Accession Number:
0001246360-16-007318
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-12-06 16:14:16
Reporting Period:
2016-12-04
Filing Date:
2016-12-06
Accepted Time:
2016-12-06 16:14:16
Original Submission Date:
2016-12-06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024478 Rockwell Automation Inc ROK Measuring & Controlling Devices, Nec (3829) 251797617
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1388884 Sujeet Chand 1201 South Second Street
Milwaukee WI 53204
Sr Vp & Chief Tech. Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-04 260 $0.00 39,555 No 4 M Direct
Common Stock Disposition 2016-12-05 592 $135.95 38,963 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Footnotes
  1. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
  2. Amended to include 2,200 shares that were omitted from the total amount beneficially owned as last reported for this person due to an administrative error.
  3. Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/25/2016 to cover taxes due on restricted stock and performance shares that vested on 12/4/2016.
  4. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $135.9475 to $135.965. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
  5. Includes 2,030 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.