Filing Details
- Accession Number:
- 0001246360-16-007317
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-12-06 16:14:10
- Reporting Period:
- 2016-11-15
- Filing Date:
- 2016-12-06
- Accepted Time:
- 2016-12-06 16:14:10
- Original Submission Date:
- 2016-11-15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1024478 | Rockwell Automation Inc | ROK | Measuring & Controlling Devices, Nec (3829) | 251797617 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1388884 | Sujeet Chand | 1201 South Second Street Milwaukee WI 53204 | Sr Vp & Chief Tech. Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-15 | 2,200 | $47.10 | 41,495 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-11-15 | 7,000 | $69.57 | 48,495 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-15 | 9,200 | $131.95 | 39,295 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Footnotes
- Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $131.675 to 132.23. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- Includes 2,200 shares that were originally reported as a separate transaction and inadvertently omitted from the total amount of shares beneficially owned following the reported transactions.
- Includes 2,950 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
Billionaire Hedge Funds
