Filing Details

Accession Number:
0001495479-16-000108
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-05 21:41:43
Reporting Period:
2016-12-01
Filing Date:
2016-12-05
Accepted Time:
2016-12-05 21:41:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1495479 Bravo Brio Restaurant Group Inc. BBRG Retail-Eating Places (5812) 341566328
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1502299 Iii F Alton Doody C/O Bravo Brio Restaurant Group, Inc.
777 Goodale Blvd, Suite 100
Columbus OH 43212
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, No Par Value Per Share Acquisiton 2016-12-01 29,690 $1.45 680,804 No 4 M Direct
Common Shares, No Par Value Per Share Disposition 2016-12-01 29,690 $4.08 651,114 No 4 S Direct
Common Shares, No Par Value Per Share Acquisiton 2016-12-02 13,505 $1.45 664,619 No 4 M Direct
Common Shares, No Par Value Per Share Disposition 2016-12-02 13,505 $3.90 651,114 No 4 S Direct
Common Shares, No Par Value Per Share Acquisiton 2016-12-05 47,235 $1.45 698,349 No 4 M Direct
Common Shares, No Par Value Per Share Disposition 2016-12-05 17,834 $3.77 680,515 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares, No Par Value Per Share Stock Option (right to buy) Disposition 2016-12-01 29,690 $0.00 29,690 $1.45
Common Shares, No Par Value Per Share Stock Option (right to buy) Disposition 2016-12-02 13,505 $0.00 13,505 $1.45
Common Shares, No Par Value Per Share Stock Option (right to buy) Disposition 2016-12-05 47,235 $0.00 47,235 $1.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
60,740 2010-10-26 2016-12-20 No 4 M Direct
47,235 2010-10-26 2016-12-20 No 4 M Direct
0 2010-10-26 2016-12-20 No 4 M Direct
Footnotes
  1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. Represents shares sold to pay the exercise price and applicable withholding taxes associated with the exercise of stock options pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.15, inclusive. Mr. Doody has provided to Bravo Brio Restaurant Group, Inc. (the "Company") and undertakes to provide to any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.85 to $3.95, inclusive. Mr. Doody has provided to Bravo Brio Restaurant Group, Inc. (the "Company") and undertakes to provide to any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.70 to $3.95, inclusive. Mr. Doody has provided to Bravo Brio Restaurant Group, Inc. (the "Company") and undertakes to provide to any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.