Filing Details

Accession Number:
0000096021-16-000395
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-12-02 16:55:43
Reporting Period:
2016-05-18
Filing Date:
2016-12-02
Accepted Time:
2016-12-02 16:55:43
Original Submission Date:
2016-05-20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
96021 Sysco Corp SYY Wholesale-Groceries & Related Products (5140) 741648137
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1469366 B. William Day 1390 Enclave Parkway
Houston TX 77077
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-05-18 20,500 $48.87 88,544 No 4 S Direct
Common Stock Acquisiton 2016-05-18 15,400 $27.44 103,944 No 4 M Direct
Common Stock Disposition 2016-05-18 11,756 $48.93 92,188 No 4 S Direct
Common Stock Acquisiton 2016-05-18 71,400 $28.87 163,588 No 4 M Direct
Common Stock Disposition 2016-05-18 67,937 $48.87 95,651 No 4 S Direct
Common Stock Disposition 2016-05-18 4,055 $49.30 91,596 No 4 F Direct
Common Stock Acquisiton 2016-05-18 37,500 $27.65 129,096 No 4 M Direct
Common Stock Disposition 2016-05-18 37,500 $48.85 91,596 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Footnotes
  1. The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2016.
  2. The price reported is a weighted average sale price of the 20,500 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $48.53 to $49.21. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
  3. On May 20, 2016, the reporting person filed a Form 4 that inadvertently overstated the number of shares of common stock directly beneficially owned by the reporting person in Column 5 of Table I by 34,687 shares. This amendment is being filed to correct the number of shares reported in Column 5. All of the Forms 4 filed by the reporting person between May 20, 2016 and October 4, 2016 similarly overstated the total number of shares directly beneficially owned by the reporting person in Column 5 by 34,687 shares and should be deemed amended by the filing of this amendment. As of the filing of this amendment, the reporting person directly beneficially owns 70,402 shares of common stock.
  4. The exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2016.
  5. The price reported is a weighted average sale price of the 11,756 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $48.53 to $49.22. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
  6. The price reported is a weighted average sale price of the 67,937 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $48.52 to $49.22. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
  7. Represents previously-owned shares having a fair market value of $49.30 per share that were delivered by the Reporting Person in payment of the option exercise price.
  8. The price reported is a weighted average sale price of the 37,500 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $48.52 to $49.20. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.