Filing Details

Accession Number:
0001140361-16-088460
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-01 19:31:51
Reporting Period:
2016-11-29
Filing Date:
2016-12-01
Accepted Time:
2016-12-01 19:31:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1481792 Quadaphics Inc. QUAD Commercial Printing (2750) 391152983
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1495363 Joel J Quadracci C/O Quad/Graphics, Inc.
N61 W23044 Harry'S Way
Sussex WI 53089
Chairman, Pres. & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-11-29 20,407 $23.37 817,279 No 4 M Direct
Class A Common Stock Disposition 2016-11-29 20,407 $27.66 796,872 No 4 S Direct
Class A Common Stock Acquisiton 2016-11-29 17,600 $23.37 814,472 No 4 M Direct
Class A Common Stock Disposition 2016-11-29 17,600 $27.25 796,872 No 4 S Direct
Class A Common Stock Acquisiton 2016-11-29 198,353 $0.00 198,353 No 5 W Indirect As trustee - HRQ 2010 Tr
Class A Common Stock Acquisiton 2016-11-29 198,353 $0.00 995,225 No 5 W Direct
Class A Common Stock Disposition 2016-11-30 58,601 $28.34 936,624 No 4 S Direct
Class A Common Stock Disposition 2016-11-30 10,000 $28.22 926,624 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 5 W Indirect As trustee - HRQ 2010 Tr
No 5 W Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Options (Right to Buy) Disposition 2016-11-29 20,407 $0.00 20,407 $23.37
Class A Common Stock Stock Options (Right to Buy) Disposition 2016-11-29 17,600 $0.00 17,600 $23.37
Class A Common Stock Class B Common Stock Acquisiton 2016-11-29 2,082 $0.00 2,082 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2016-11-29 2,081 $0.00 2,081 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
17,600 2017-01-31 No 4 M Direct
0 2017-01-31 No 4 M Direct
233,568 No 5 W Direct
113,741 No 5 W Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 5,524 Indirect By 401(a) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 4,410 4,410 Direct
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 5,250 5,250 Direct
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 6,825 6,825 Direct
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 3,675 3,675 Direct
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 3,938 3,938 Direct
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 9,000 9,000 Direct
Class A Common Stock Stock Options (Right to Buy) $13.47 2021-11-18 4,250 4,250 Direct
Class A Common Stock Stock Options (Right to Buy) $29.37 2018-01-31 100,000 100,000 Direct
Class A Common Stock Stock Options (Right to Buy) $15.37 2019-01-31 100,000 100,000 Direct
Class A Common Stock Stock Options (Right to Buy) $16.62 2020-01-31 150,000 150,000 Direct
Class A Common Stock Stock Options (Right to Buy) $41.26 2021-01-01 119,643 119,643 Direct
Class A Common Stock Stock Options (Right to Buy) $14.14 2022-01-01 39,881 39,881 Direct
Class A Common Stock Class B Common Stock $0.00 92 92 Indirect
Class A Common Stock Class B Common Stock $0.00 92 92 Indirect
Class A Common Stock Class B Common Stock $0.00 92 92 Indirect
Class A Common Stock Class B Common Stock $0.00 92 92 Indirect
Class A Common Stock Class B Common Stock $0.00 120,009 120,009 Indirect
Class A Common Stock Class B Common Stock $0.00 5,480 5,480 Indirect
Class A Common Stock Class B Common Stock $0.00 5,480 5,480 Indirect
Class A Common Stock Class B Common Stock $0.00 5,480 5,480 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-11-18 4,410 4,410 Direct
2021-11-18 5,250 5,250 Direct
2021-11-18 6,825 6,825 Direct
2021-11-18 3,675 3,675 Direct
2021-11-18 3,938 3,938 Direct
2021-11-18 9,000 9,000 Direct
2021-11-18 4,250 4,250 Direct
2018-01-31 100,000 100,000 Direct
2019-01-31 100,000 100,000 Direct
2020-01-31 150,000 150,000 Direct
2021-01-01 119,643 119,643 Direct
2022-01-01 39,881 39,881 Direct
92 92 Indirect
92 92 Indirect
92 92 Indirect
92 92 Indirect
120,009 120,009 Indirect
5,480 5,480 Indirect
5,480 5,480 Indirect
5,480 5,480 Indirect
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $27.60 to $27.725. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $27.25 to $27.265. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
  3. The transaction represents the settlement of an estate of which the reporting person is a trustee of a beneficiary.
  4. The transaction represents the settlement of an estate of which the reporting person is a beneficiary and is being done for diversification purposes.
  5. As Trustee for the H. Richard Quadracci 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  6. The price in Column 4 is a weighted average price. The prices actually received ranged from $28.04 to $28.61. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
  7. The price in Column 4 is a weighted average price. The prices actually received ranged from $28.13 to $28.32. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
  8. Became exercisable as to 3,307 shares on May 14, 2012, and become exercisable ratably over the next two years with respect to the remaining shares beginning on November 18, 2012.
  9. Became exercisable as to 3,150 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  10. Became exercisable as to 1,575 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  11. Became exercisable as to 3,500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  12. Became exercisable as to 1,500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  13. Became exercisable as to 75,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  14. Became exercisable as to 40,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  15. Became exercisable as to 30,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
  16. Became exercisable in three equal annual installments beginning on January 1, 2013.
  17. Vests and becomes exercisable in three equal annual installments beginning on January 1, 2014.
  18. Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
  19. As Trustee for the Alexander Q. Harned 2007 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  20. As Trustee for the Elizabeth Quadracci Harned 2003 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  21. As Trustee for the Kathryn B. Harned 2004 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  22. As Trustee for the William V. Harned 2006 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  23. As Trustee for the HVQ 1992 Descendants Trust f/b/o J. Joel Quadracci. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  24. As Trustee for the Isabella Marion Flores 1999 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  25. As Trustee for the Kaitlin Mary Flores 2000 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  26. As Trustee for the Harry Virgil Quadracci Flores 2002 Trust. The reporting person is a trustee of the trust and is a current or future beneficiary thereof. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.