Filing Details

Accession Number:
0001209191-16-152675
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-01 16:34:09
Reporting Period:
2016-11-29
Filing Date:
2016-12-01
Accepted Time:
2016-12-01 16:34:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1058057 Marvell Technology Group Ltd MRVL Semiconductors & Related Devices (3674) 770481679
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1134140 Dai, Weili 5488 Marvell Lane
Santa Clara CA 95054
No No Yes No
1134141 Sutardja, Sehat 5488 Marvell Lane
Santa Clara CA 95054
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2016-11-29 39,506 $6.84 3,508,401 No 4 M Direct
Common Shares Disposition 2016-11-29 39,506 $14.45 3,468,895 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Option (Right to Buy) Disposition 2016-11-29 39,506 $0.00 39,506 $6.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
160,494 2016-12-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 18,253,334 Indirect By Sutardja Family Partners
Common Shares 43,514,448 Indirect By SSWD LLC
Footnotes
  1. These securities are jointly owned by Ms. Weili Dai and Dr. Sehat Sutardja who are members of a "Group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. Dr. Sutardja and Ms. Dai are husband and wife.
  2. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.45 to $14.475, inclusive. The reporting person undertakes to provide Marvell Technology Group Ltd. ("Marvell"), any security holder of Marvell, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.
  3. Ms. Dai and Dr. Sutardja are the general partners of The Sutardja Family Partners, a California family limited partnership.
  4. Ms. Dai and Dr. Sutardja are the managing members of SSWD LLC, a Delaware limited liability company.
  5. Option vests at the rate of 1/4th of the shares annually beginning on the first anniversary of December 15, 2008, the vesting commencement date.
  6. Ms. Weili Dai is the wife of Dr. Sehat Sutardja. Ms. Weili Dai holds this option in her own name. Dr. Sehat Sutardja may be deemed to be an indirect beneficial owner of this option.