Filing Details

Accession Number:
0001674640-16-000013
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-01 10:07:30
Reporting Period:
2016-11-30
Filing Date:
2016-12-01
Accepted Time:
2016-12-01 10:07:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1492691 Swift Transportation Co SWFT Trucking (No Local) (4213) 205589597
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1674640 W Timothy Guin C/O Swift Transportation Company
2200 South 75Th Avenue
Phoenix AZ 85043
Evp, Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-11-30 40,000 $5.68 43,601 No 4 M Direct
Class A Common Stock Disposition 2016-11-30 40,000 $25.05 3,601 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (Right-to-buy) Disposition 2016-11-30 40,000 $0.00 40,000 $5.68
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-10-03 No 4 M Direct
Footnotes
  1. The price of $25.05 reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $24.90 to $25.26. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range.
  2. Options were granted under the Issuer's 2007 Omnibus Incentive Plan (amended and restated as of December 15, 2010). Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis.
  3. The original grant of 75,000 options vested and became exercisable in three equal annual installments, beginning with the third anniversary from the October 3, 2011 grant date.