Filing Details

Accession Number:
0001596771-16-000165
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-29 16:13:51
Reporting Period:
2016-11-28
Filing Date:
2016-11-29
Accepted Time:
2016-11-29 16:13:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1506492 Sunshine Heart Inc. SSH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1213867 L John Erb 12988 Valley View Road
Eden Prairie MN 55344
Ceo & President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-28 80,000 $0.22 464,128 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price represents the weighted average price of the multiple transactions reported on this line. The shares were purchased at prices ranging from $0.2128 to $0.22 per share. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.