Filing Details

Accession Number:
0001564618-16-000236
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-28 18:49:42
Reporting Period:
2016-11-23
Filing Date:
2016-11-28
Accepted Time:
2016-11-28 18:49:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1564618 Independent Bank Group Inc. IBTX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1056313 Stacy G Smith 300 Crescent Court Suite 1111
Dallas TX 75201
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-11-23 5,000 $59.70 85,000 No 4 S Indirect BY SCW Capital LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect BY SCW Capital LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 119,670 Direct
Common Stock 21,730 Indirect By SCW Partners, LLC
Footnotes
  1. SCW Capital, LP, a limited partnership in which the Reporting Person holds an indirect pecuniary interest, effected the sale of 5,000 shares of IBTX common stock reported hereby. Such sale is matchable to the purchase of 5,000 shares of IBTX stock made by SCW Capital, LP on June 27, 2016, at a price of $38.151 per share. The Reporting Person has agreed to pay to IBTX, upon settlement of the sale, $17,652.96, which represents the Reporting Person's pecuniary interest in the profit, net of transaction expenses, realized by SCW Capital, LP from such short-swing sale of such 5,000 shares of IBTX common stock.
  2. The Reporting Person states that neither the filing of this statement nor anything herein shall be deemed an admission that the Reporting Person is, for purposes of Section 16 of the Securities Exchange Act of 1934, or otherwise, the beneficial owner of any securities covered by this statement. The Reporting Person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of the Reporting Person in such securities.