Home > Insider Trading > Filing (0001225208-16-042311)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
927628	Capital One Financial Corp	COF	National Commercial Banks (6021)	541719854

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1365632	A Jory Berson	1680 Capital One Drive Mclean VA 22102	Chief Human Resources Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-11-23	54,380	$48.95	153,505	No	4	M	Direct
Common Stock	Acquisiton	2016-11-23	53,420	$76.79	206,925	No	4	M	Direct
Common Stock	Disposition	2016-11-23	115,650	$84.00	91,275	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options	Disposition	2016-11-23	54,380	$0.00	54,380	$48.95
Common Stock	Stock Options	Disposition	2016-11-23	53,420	$0.00	53,420	$76.79

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2018-02-20	No	4	M	Direct
0		2017-03-01	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	6,579	Indirect	By 401(k)

Footnotes

This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2016, in accordance with Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended.
Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction.
This option became exercisable in 1/3 increments beginning on February 21, 2009 and annually thereafter.
This option became exercisable in 1/3 increments beginning on March 2, 2008 and annually thereafter.