Filing Details

Accession Number:
0001003344-16-000110
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-28 17:06:04
Reporting Period:
2016-11-28
Filing Date:
2016-11-28
Accepted Time:
2016-11-28 17:06:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1003344 Headwaters Inc HW Concrete Products, Except Block & Brick (3272) 870547337
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1249884 M Harlan Hatfield 10701 S. River Front Parkway, Suite 300
South Jordan UT 84095
General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Restricted Stock Disposition 2016-11-28 1,860 $23.70 53,868 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Sale proceeds are for the payment of taxes due upon vesting of incentive stock awards.