Filing Details

Accession Number:
0001140361-16-087955
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-28 16:45:36
Reporting Period:
2016-11-23
Filing Date:
2016-11-28
Accepted Time:
2016-11-28 16:45:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
26172 Cummins Inc CMI Engines & Turbines (3510) 350257090
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1273201 L Marsha Hunt 500 Jackson Street
M/C 60207
Columbus IN 47201
Vp-Corp. Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Disposition 2016-11-23 400 $140.93 2,182 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 662 Indirect by 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right-to-Buy) $111.84 2015-04-02 2023-04-02 1,540 1,540 Direct
Common Stock Option (Right-to-Buy) $149.34 2017-04-02 2024-04-02 2,490 2,490 Direct
Common Stock Option (Right-to-Buy) $136.82 2018-04-02 2025-04-02 3,130 3,130 Direct
Common Stock Option (Right-to-Buy) $109.09 2019-04-04 2026-04-04 6,790 6,790 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-04-02 1,540 1,540 Direct
2024-04-02 2,490 2,490 Direct
2025-04-02 3,130 3,130 Direct
2026-04-04 6,790 6,790 Direct
Footnotes
  1. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.