Filing Details

Accession Number:
0001127602-16-068389
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-23 18:38:16
Reporting Period:
2016-11-21
Filing Date:
2016-11-23
Accepted Time:
2016-11-23 18:38:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
104169 Wal Mart Stores Inc WMT Retail-Variety Stores (5331) 710415188
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1335782 Douglas C Mcmillon 702 S.w. 8Th Street
Bentonville AR 72716-0215
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-21 75,063 $47.96 867,199 No 4 M Direct
Common Stock Disposition 2016-11-21 75,063 $69.08 792,136 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2016-11-21 75,063 $0.00 75,063 $47.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-01-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,646 Indirect By 401(k)
Common Stock 5,194 Indirect By Wife as UGMA Custodian for Children
Common 75,954 Indirect By Trust for Children
Common 75,374 Indirect By Wife's Trust for Children
Common 1,741 Indirect By Trust for Wife
Footnotes
  1. These shares were acquired by the Reporting Person upon the exercise of stock options as reported in Table II of this Form 4. The expiration date for such options was January 21, 2017. A portion of the proceeds from the sale of these shares was used to cover the exercise price and applicable tax withholding, fees, and commissions. The Reporting Person elected to receive the remainder of the proceeds of the sale of the 75,063 shares in the form of cash. Therefore, there was no net increase or reduction in the Reporting Person's share ownership.
  2. Balance adjusted to reflect shares acquired through the Wal-Mart Stores, Inc. Associate Stock Purchase Plan.
  3. These shares were acquired by the Reporting Person upon the exercise of stock options as reported in Table II of this Form 4. The expiration date for such options was January 21, 2017. A portion of the proceeds from the sale of these shares was used to cover the exercise price and applicable tax withholding, fees, and commissions. The Reporting Person elected to receive the remainder of the proceeds of the sale of the 75,063 shares in the form of cash. Therefore, there was no net increase or reduction in the Reporting Person's share ownership.
  4. Balance adjusted to reflect shares acquired through the Walmart 401(k) Plan.
  5. The option is exercisable in five equal annual installments beginning on January 22, 2008.