Filing Details

Accession Number:
0001221432-16-000173
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-23 15:25:41
Reporting Period:
2016-11-22
Filing Date:
2016-11-23
Accepted Time:
2016-11-23 15:25:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1299033 Calamos Asset Management Inc. CLMS Security Brokers, Dealers & Flotation Companies (6211) 320122554
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1650031 Robert Behan 2020 Calamos Court
Naperville IL 60563
Pres., Head Of Global Distrib. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-11-22 0 $7.12 232,252 No 4 P Direct
Class A Common Stock Acquisiton 2016-11-22 633 $7.11 232,885 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. Total represents 30,641.6607 shares of Class A Common Stock and 202,243 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).