Filing Details

Accession Number:
0001273412-16-000160
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-23 13:53:03
Reporting Period:
2016-11-23
Filing Date:
2016-11-23
Accepted Time:
2016-11-23 13:53:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1050743 Peapack Gladstone Financial Corp PGC Commercial Banks, Nec (6029) 223537895
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1477501 A Vincent Spero 500 Hills Drive, Suite 300
Po Box 700
Bedminster NJ 07921
Evp & Chief Lending Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-23 3,000 $11.91 59,290 No 4 M Direct
Common Stock Disposition 2016-11-23 3,000 $26.28 56,290 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2016-11-23 3,000 $0.00 3,000 $11.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-11-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 16,170 Indirect 401K Plan/Profit Sharing
Common Stock 2,207 Indirect Employee Stock Purchase Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $27.01 2018-06-02 1,050 1,050 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-06-02 1,050 1,050 Direct
Footnotes
  1. The options are exercisable in five equal annual installments on November 19, 2010, 2011, 2012, 2013 and 2014.
  2. The options are exercisable in five equal annual installments on June 2, 2009, 2010, 2011, 2012 and 2013.
  3. Includes 401K contributions used to purchase PGC stock each payroll period.
  4. Option grant has no purchase or sale price