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Home > Insider Trading > Filing (0001221432-16-000169)

Filing Details

Accession Number:: 0001221432-16-000169
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-11-22 16:53:47
Reporting Period:: 2016-11-21

Filing Date:: 2016-11-22
Accepted Time:: 2016-11-22 16:53:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1299033	Calamos Asset Management Inc.	CLMS	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1248580	Sr P John Calamos	2020 Calamos Court Naperville IL 60563	Founder, Chairman & Global Cio	Yes	Yes	Yes	No
1307316	Calamos Family Partners, Inc.	2020 Calamos Court Naperville IL 60563		No	No	Yes	No
1690061	Calamos Partners Llc	2020 Calamos Court Naperville IL 60563		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2016-11-21	174	$6.92	8,213	No	4	P	Indirect	By Spouse
Class A Common Stock	Acquisiton	2016-11-22	13,995	$7.12	1,433,779	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Spouse
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	1,419,785	Direct
Class A Common Stock	3,776,860	Indirect	By Calamos Investments LLC
Class A Common Stock	8,213	Indirect	By Spouse
Class A Common Stock	3,776,860	Indirect	By Calamos Investments LLC

Footnotes

Total represents 664,511.7540 shares of Class A Common Stock and 755,273 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).
Total represents 678,506.3850 shares of Class A Common Stock and 755,273 Restricted Stock Units (which will be settled solely in shares of Class A Common Stock).