Filing Details

Accession Number:
0001234452-16-000575
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-21 18:49:03
Reporting Period:
2016-11-20
Filing Date:
2016-11-21
Accepted Time:
2016-11-21 18:49:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
804328 Qualcomm Inc QCOM Radio & Tv Broadcasting & Communications Equipment (3663) 953685934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1639912 M Michelle Sterling 5775 Morehouse Dr.
San Diego CA 92121-1714
Evp, Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-20 3,349 $0.00 11,245 No 4 M Indirect by Trust
Common Stock Acquisiton 2016-11-20 2,243 $0.00 13,488 No 4 M Indirect by Trust
Common Stock Acquisiton 2016-11-20 1,888 $0.00 15,376 No 4 M Indirect by Trust
Common Stock Acquisiton 2016-11-20 1,613 $0.00 16,989 No 4 M Indirect by Trust
Common Stock Disposition 2016-11-20 4,205 $67.31 12,784 No 4 F Indirect by Trust
Common Stock Disposition 2016-11-21 9,810 $66.53 2,974 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by Trust
No 4 M Indirect by Trust
No 4 M Indirect by Trust
No 4 M Indirect by Trust
No 4 F Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2016-11-20 1,614 $0.00 1,614 $0.00
Common Stock Restricted Stock Unit Disposition 2016-11-20 1,888 $0.00 1,888 $0.00
Common Stock Restricted Stock Unit Disposition 2016-11-20 3,349 $0.00 3,349 $0.00
Common Stock Restricted Stock Unit Disposition 2016-11-20 2,244 $0.00 2,244 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-11-20 No 4 M Direct
1,888 2017-11-20 No 4 M Direct
13,428 2018-11-20 No 4 M Direct
11,185 2018-11-20 No 4 M Direct
Footnotes
  1. Securities held by Michelle Marie Sterling, TTEE of the Michelle Marie Sterling Trust DTD 11/26/2008.
  2. The transaction was conducted under a Rule 10b5-1 trading plan.
  3. The sale prices for this transaction ranged from $66.20 to $67.11. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
  4. Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
  5. The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2014, 2015 and 2016.
  6. The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2015, 2016 and 2017.
  7. The Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 20, 2016, 2017 and 2018.