Filing Details
- Accession Number:
- 0000096021-16-000375
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-11-21 17:09:36
- Reporting Period:
- 2016-11-17
- Filing Date:
- 2016-11-21
- Accepted Time:
- 2016-11-21 17:09:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 96021 | Sysco Corp | SYY | Wholesale-Groceries & Related Products (5140) | 741648137 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1469366 | B. William Day | 1390 Enclave Parkway Houston TX 77077 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-17 | 38,250 | $29.96 | 108,293 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-17 | 38,250 | $53.01 | 70,043 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-11-17 | 37,500 | $27.65 | 107,543 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-17 | 33,884 | $53.01 | 73,659 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-17 | 1,881 | $53.13 | 71,778 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-11-18 | 1,376 | $53.36 | 70,402 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | Disposition | 2016-11-17 | 38,250 | $0.00 | 38,250 | $29.96 |
| Common Stock | Common Stock | Disposition | 2016-11-17 | 37,500 | $0.00 | 37,500 | $27.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-11-13 | No | 4 | M | Direct | |
| 0 | 2018-11-14 | No | 4 | M | Direct |
Footnotes
- The exercise and sale was effected pursuant to a Rule 10b5-1 trading plan.
- The price reported is a weighted average sale price of the 38,250 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $52.91 to $53.15. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
- The price reported is a weighted average sale price of the 33,884 shares sold on this date. These shares were sold in multiple transactions at prices ranging from $52.91 to $53.15. The Reporting Person undertakes to provide to Sysco Corporation, any security holder of Sysco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
- Represents previously-owned shares ahving a fair market value of $53.13 per share that were delivered by the Reporting Person in payment of the option exercise price.
- These shares were withheld upon the vesting of restricted stock units to pay tax withholding obligations.
- Options are fully exercisable.
- Options granted by the Compensation Committee of the Company's Board of Directors pursuant to the 2007 Stock Incentive Plan, as amended.
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