Filing Details

Accession Number:
0001140361-16-087423
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-11-21 16:53:37
Reporting Period:
2016-11-17
Filing Date:
2016-11-21
Accepted Time:
2016-11-21 16:53:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1332551 Resource Capital Corp. RSO Real Estate Investment Trusts (6798) 202287134
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1616149 C Robert Lieber One Crescent Drive, Suite 203
Philadelphia PA 19112
Ceo & President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-11-17 6,433 $0.00 6,433 No 4 P Direct
Common Stock Acquisiton 2016-11-18 6,433 $0.00 12,866 No 4 P Direct
8.625% Series C Cumulative Redeemable Preferred Stock Acquisiton 2016-11-18 1,400 $0.00 1,400 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. On November 17, 2016, the reporting person purchased, in multiple transactions, a total of 6,433 shares of common stock of Resource Capital Corp. ("RSO") at prices ranging from $9.36 to $9.43.
  2. On November 18, 2016, the reporting person purchased, in multiple transactions, a total of 6,433 shares of common stock of RSO at prices ranging from $9.22 to $9.37.
  3. On November 18, 2016, the reporting person purchased, in multiple transactions, a total of 1,400 shares of 8.625% Series C Cumulative Redeemable Preferred Stock of RSO at prices ranging from $22.09 to $22.15.